RM
CFP · ChFC
RM
CFP · ChFC
Richard Marx is a CFP, ChFC-designated registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2022 - Present · 3 yrs 11 mos
Morgan Stanley
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Commonwealth Financial Network
August 2021 - April 2022 · 8 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
January 2012 - November 2020 · 8 yrs 10 mos
Advice and Planning Services
January 2012 - November 2020 · 8 yrs 10 mos
Chase Investment Services CORP.
February 2009 - November 2011 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
February 2009 - November 2011 · 2 yrs 9 mos
Davis Securities LLCBroker
May 2008 - January 2009 · 8 mos
State Registrations23 states
ARFLGAILINMAMNMSMTNCNDNENJNMNVPRRISCSDTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.