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Raymond Beattie

LPL Financial LLC
17 Years of Experience
Worcester, MA
1 DisclosureBroker
View SEC Summary
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Raymond Beattie is a registered investment advisor at LPL Financial LLC, based in Worcester, MA, with 17 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

324 Grove Street, 2nd Floor, Worcester, MA, 01605

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History

Regulatory History (1)
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Criminal
February 2000
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
September 2026 - Present · 1 mo
LPL Financial LLCBroker
September 2026 - Present · 1 mo
Previous Registrations
Transamerica Investors Securities, LLCBroker
July 2019 - August 2026 · 7 yrs 1 mo
Transamerica Capital, INC.Broker
January 2017 - July 2019 · 2 yrs 6 mos
Transamerica Investors Securities CorporationBroker
May 2012 - January 2017 · 4 yrs 8 mos
Adp Broker-Dealer, INC.Broker
November 2010 - March 2012 · 1 yr 4 mos
Morgan Stanley Smith BarneyBroker
July 2009 - October 2010 · 1 yr 3 mos
Banc of America Investment Services, INC.
July 2008 - March 2009 · 8 mos
Banc of America Investment Services, INC.Broker
June 2008 - March 2009 · 9 mos
State Registrations1 state
MA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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