Mark Quercio
Mark Quercio is a registered investment advisor at LPL Financial LLC, based in Worcester, MA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1 Mercantile St Ste 530, Worcester, MA, 01608
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Mark operates North Pointe Wealth Management as a DBA for his LPL business, dedicating full-time hours during securities trading. He also works as a non-variable insurance agent, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Investors Capital Advisory
Investors Capital CORP.Broker
First Union Securities, INC.Broker
First Union Capital Markets CORP.Broker
Robert Thomas Securities, INCBroker
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Painewebber IncorporatedBroker
American Express Financial Advisors INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.