MH
MH

Michael Hopper

18 Years of Experience
Houston, TX
3 DisclosuresBroker

Michael Hopper is a registered investment advisor at Wells Fargo Advisors, based in Houston, TX, with 18 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1000 Louisiana St 7th Fl, [Tn/Td-Rbo], Houston, TX, 77002

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 2020
Final Disposition
Financial
February 2018
Pending
Customer Dispute
January 2013
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
October 2015 - Present · 11 yrs
Wells Fargo Advisors
October 2015 - Present · 11 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2015 - October 2015 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2015 - October 2015 · 6 mos
Bbva Securities INC.Broker
May 2013 - April 2015 · 1 yr 11 mos
Bbva Wealth Solutions INC.
November 2012 - April 2015 · 2 yrs 5 mos
Bbva Compass Investment Solutions, INCBroker
October 2009 - May 2013 · 3 yrs 7 mos
Metlife Securities INC.Broker
June 2008 - September 2009 · 1 yr 3 mos
State Registrations9 states
FLLANCNJNYTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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