TrueAdvisor
TrueAdvisor
WK
WK

Waqas Khan

Wells Fargo Advisors
12 Years of Experience
Roseville, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Waqas Khan is a registered investment advisor at Wells Fargo Advisors, based in Roseville, CA, with 12 years of industry experience. Waqas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1512 Eureka Rd 3rd Fl, [Ne-Rbo], Roseville, CA, 95661

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2019
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Waqas operates SAFE Financial Services as a DBA for his LPL business, conducted at the reported business location(s). This activity is investment-related.

Employment History
Current Registrations
Wells Fargo Advisors
May 2025 - Present · 1 yr 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
LPL Financial LLC
May 2018 - June 2025 · 7 yrs 1 mo
LPL Financial LLCBroker
May 2018 - June 2025 · 7 yrs 1 mo
LPL Financial LLC
August 2017 - November 2017 · 3 mos
LPL Financial LLCBroker
August 2017 - November 2017 · 3 mos
Nationwide Securities, LLCBroker
May 2016 - July 2017 · 1 yr 2 mos
Unionbanc Investment Services, LLCBroker
November 2013 - May 2016 · 2 yrs 6 mos
Unionbanc Investment Services, LLC
November 2013 - May 2016 · 2 yrs 6 mos
Wells Fargo Advisors, LLC
September 2013 - November 2013 · 2 mos
Wells Fargo Advisors, LLCBroker
September 2013 - November 2013 · 2 mos
Transamerica Financial Advisors, INC.
April 2013 - July 2013 · 3 mos
Transamerica Financial Advisors, INCBroker
February 2013 - July 2013 · 5 mos
State Registrations2 states
CAOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Roseville, CA →All financial advisors in California →