Stefan Smith
Stefan Smith is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Golden Valley, MN, with 17 years of industry experience. Stefan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
701 Xenia Ave S Ste 600, Golden Valley, MN, 55416
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stefan may earn commissions from insurance companies for sales of non-variable life, health, Medicare, annuity, disability, and/or long-term care insurance products. Stefan is also a board of directors member and member of the finance and investment committee for My Very Own Bed, dedicating a few hours per week to this role.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.