Joseph Moore is a CFA, CFP-designated registered investment advisor at Summit Financial, LLC, based in Durham, NC, with 15 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
324 Blackwell St., Suite 1130, Durham, NC, 27701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph is a member and managing partner of Z & M Real Estate Holdings since April 2021. He dedicates minimal time to this real estate holding company, which is not investment-related.
Employment History
Current Registrations
Summit Financial, LLC
Previous Registrations
Gordon Asset Management, LLC
Gibraltar Financial, LLC
Gordon Asset Management, LLC
State Registrations1 state
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