Richard Flippo is a registered investment advisor, based in North Augusta, SC, with 7 years of industry experience.
Location
1315 W Martintown Road, Suite C, North Augusta, SC, 29860
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Regulatory History (1)
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Criminal
May 2006Final Disposition
Other Business Activities
Richard works as an independent contractor for Atlantic Building Solutions, assisting with the management of local facilities and ensuring cleanliness. This activity requires a few hours per week.
Employment History
Current Registrations
Sanctuary Securities, INC.Broker
May 2025 - Present · 1 yr
Sanctuary Advisors, LLC
May 2025 - Present · 1 yr
Previous Registrations
UBS Financial Services INC.
January 2019 - May 2025 · 6 yrs 4 mos
UBS Financial Services INC.Broker
November 2018 - May 2025 · 6 yrs 6 mos
State Registrations7 states
ALFLGAMIOHSCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.