SF
SF

Scott Clifton Francis

17 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
435 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$460.7M

Fee Structure

Minimum Investment:$1M
Minimum Annual Fee:$15,000
Loading...

Location

1790 Hughes Landing Blvd, Suite 575, The Woodlands, TX, 77380

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Scott is a board member for two entities and spends minimal time on each. He is also a licensed insurance agent for life, accident, health, and HMO products since 2006.

Employment History
Current Registrations
Hfg Wealth Management, LLC
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Ameriprise Financial Services, LLC
January 2023 - May 2024 · 1 yr 4 mos
Ameriprise Financial Services, LLCBroker
January 2023 - May 2024 · 1 yr 4 mos
Edward Jones
September 2016 - January 2023 · 6 yrs 4 mos
Edward JonesBroker
September 2016 - January 2023 · 6 yrs 4 mos
Bbva Wealth Solutions INC.
October 2013 - September 2016 · 2 yrs 11 mos
Bbva Securities INC.Broker
May 2013 - September 2016 · 3 yrs 4 mos
Bbva Wealth Solutions INC.
October 2010 - August 2012 · 1 yr 10 mos
St Johns Wealth Management
June 2010 - October 2010 · 4 mos
Bbva Compass Investment Solutions, INCBroker
June 2009 - May 2013 · 3 yrs 11 mos
Edward Jones
August 2008 - March 2009 · 7 mos
Edward JonesBroker
July 2008 - March 2009 · 8 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.
Scott Clifton Francis - Financial Advisor | TrueAdvisor