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Andrew Harpp

16 Years of Experience
Fort Mill, SC
Broker

Andrew Harpp is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLCBroker
April 2020 - Present · 6 yrs 1 mo
LPL Financial LLC
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
November 2013 - April 2020 · 6 yrs 5 mos
UBS Financial Services INC.
November 2013 - April 2020 · 6 yrs 5 mos
VALIC Financial Advisors, INC.
July 2013 - October 2013 · 3 mos
VALIC Financial Advisors, INC.Broker
July 2013 - October 2013 · 3 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
December 2012 - April 2013 · 4 mos
Vanguard Marketing CorporationBroker
April 2012 - November 2012 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2011 - March 2012 · 8 mos
Edward Jones
January 2011 - March 2011 · 2 mos
Edward Jones
December 2010 - December 2010 · 0 mos
Edward Jones
June 2009 - December 2010 · 1 yr 6 mos
Edward JonesBroker
May 2009 - March 2011 · 1 yr 10 mos
Edward Jones
August 2008 - February 2009 · 6 mos
Edward JonesBroker
July 2008 - February 2009 · 7 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.