William Simpson
William Simpson is a registered investment advisor at LPL Financial LLC, based in Rock Hill, SC, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
334 Oakland Ave, Rock Hill, SC, 29730
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is an agent for non-variable insurance through Ferguson Financial LLC, and also uses Ferguson Financial LLC as a DBA for his LPL business. He is also a real estate broker with Southern Commercial Real Estate and involved with tax preparation/accounting through W. Frank Simpson LLC affiliated with Brittany Ayers, CPA, LLC, dedicating nearly full-time hours to this last activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.