Vanessa Moore
Vanessa Moore is a registered investment advisor at Osaic Wealth, INC., based in Westlake Village, CA, with 17 years of industry experience. Vanessa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3625 E. Thousand Oaks Blvd., Suite 145, Westlake Village, CA, 91362
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Vanessa works as a financial advisor at Zephyr Investment Management, dedicating a few hours per week. She also works as an insurance agent for multiple companies, including BGA Premier Insurance, The National Benefit Corporation, The Fringe Benefit Group, and Flynn Associates, selling life insurance and providing insurance quotes, dedicating minimal time to each. Vanessa is also the President of VM Financial, an S Corp consulting firm, dedicating a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Zephyr Wealth Management
Previous Registrations
Fsc Securities CorporationBroker
Financial Telesis INCBroker
State Registrations3 states
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