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Scott Smith

12 Years of Experience
St. Louis, MO
Broker

Scott Smith is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 12 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One N Jefferson Ave, St. Louis, MO, 63103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Scott is a basketball referee for the Missouri State High School Activities Assoc., spending about a quarter of his time during the season. He is also the treasurer for the St. Louis Bombers Rugby Club and a referee for the Mid-America Rugby Referee Society, dedicating minimal time and a few hours per week, respectively.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
September 2024 - Present · 1 yr 8 mos
Wells Fargo Advisors Financial Network, LLC
September 2024 - Present · 1 yr 8 mos
Wells Fargo Advisors
September 2024 - Present · 1 yr 8 mos
Wells Fargo Advisors
December 2013 - Present · 12 yrs 5 mos
Wells Fargo Clearing Services, LLC
November 2013 - Present · 12 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2010 - April 2010 · 3 mos
State Registrations6 states
ARMAMOOKUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.