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Ashley Shirley

11 Years of Experience
Leawood, KS
Broker

Ashley Shirley is a registered investment advisor at Raymond James & Associates, INC., based in Leawood, KS, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

11551 Ash Street, Suite 250, Leawood, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2023 - Present · 2 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Creative Planning
February 2022 - September 2023 · 1 yr 7 mos
Wells Fargo Clearing Services, LLC
August 2015 - January 2022 · 6 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
November 2014 - January 2022 · 7 yrs 2 mos
State Registrations2 states
KSMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ashley Shirley - Financial Advisor | TrueAdvisor