Paul Lee is a registered investment advisor, based in Fullerton, CA, with 16 years of industry experience.
Location
110 E Wilshire Ave, Suite 301, Fullerton, CA, 92832
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is a managing director at Vital Wealth Partners, LLC, selling insurance and fixed indexed annuities, dedicating about 10-20% of his time to this. He also serves as an alumni board member for the USC Asian Pacific American Alumni Association (minimal time) and as a managing director for Trinidad Coffee Company (about 10-20% of his time).
Employment History
Current Registrations
Kingswood Wealth Advisors, LLC
Kingswood Capital Partners, LLCBroker
Previous Registrations
Mirae Asset Wealth Management (USA) INC.
Mirae Asset Wealth Management (USA) INC.Broker
Genter Advisors LLC
Rnc Genter Capital Management
Private Advisory Group LLC
TD Ameritrade, INC.
Amerivest Investment Management, LLC
TD Ameritrade, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Ameriprise Financial Services, INC.Broker
State Registrations21 states
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