Cory Allen
Cory Allen is a registered investment advisor at Cetera Investment Advisers LLC, based in Dayton, OH, with 17 years of industry experience. Cory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7333 Paragon Rd Ste 250, Dayton, OH, 45459
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cory is a financial advisor for Peak Advisory Group and Prosperity Advisors, LLC, spending nearly full-time on these activities. Cory also refers clients to a CPA at Prosperity Tax Center, LLC, coaches high school baseball, and manages funds received as shareholder distributions from Prosperity Advisors, LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations17 states
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