Simi Schwartz is a CFP-designated registered investment advisor, based in Stamford, CT, with 16 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Simi is an insurance agent and partner at Steward Partners Global Advisory, LLC since 2021, but spends no time on this activity. Simi also provides advisory services to clients through Steward Partners Global Advisory and Steward Partners Investment Advisory LLC.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
Steward Partners Investment Advisory, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Sanford C. Bernstein & CO., LLCBroker
State Registrations17 states
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