JF
JF

Joshua Ferguson

17 Years of Experience
St Simons Is, GA
BrokerSells Insurance

Joshua Ferguson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in St Simons Is, GA, with 17 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

300 Main St Ste 201, St Simons Is, GA, 31522

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joshua owns Ferguson Holdings LLC (a rental property holding company), is an owner in Turf Management (landscape design), and has ownership in multiple investment properties. He may also earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2016 - Present · 10 yrs
Northwestern Mutual Investment Services, LLCBroker
July 2016 - Present · 10 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - July 2016 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2014 - July 2016 · 1 yr 9 mos
Suntrust Investment Services, INC.
August 2010 - October 2014 · 4 yrs 2 mos
Suntrust Investment Services, INC.Broker
July 2008 - October 2014 · 6 yrs 3 mos
State Registrations18 states
ALCACODEFLGAKSLAMDNCNHNVRISCSDTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.