NC
NC

Nicholas Carron

7 Years of Experience
Saint Louis, MO
Broker

Nicholas Carron is a registered investment advisor at Cetera Investment Advisers LLC, based in Saint Louis, MO, with 7 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

7047 Hampton Ave, Saint Louis, MO, 63109-3976

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nicholas is a member of Birsinger and Associates CPAs LLC, providing tax preparation and accounting services full-time. He also serves as treasurer for The TMJ and Airway Foundation, a non-profit organization, dedicating minimal time to accounting and tax filing requirements.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
August 2018 - June 2021 · 2 yrs 10 mos
Voya Financial Advisors, INC.Broker
June 2018 - June 2021 · 3 yrs
State Registrations39 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.