Richard Carroll
Richard Carroll is a CFP-designated registered investment advisor at Intentional Wealth Strategies, based in Colorado Springs, CO, with 14 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Insurance Planning, Retirement Planning. Their firm serves 157 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.90% |
| $3M+ | 0.90% |
Fees negotiable above $3,000,000.
Fee Estimator
Location
1125 Kelly Johnson Blvd., Suite 111, Colorado Springs, CO, 80920
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Intentional Wealth Strategies
Previous Registrations
Intentional Wealth Strategies
Raymond James Financial Services, INC.Broker
Intentional Wealth Strategies
Raymond James Financial Services Advisors, INC
First Ascent Financial, LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
USAA Financial Advisors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.