German Chaves is a registered investment advisor, based in San Juan, PR, with 8 years of industry experience.
Location
322 De Diego Suite 202, San Juan, PR, 00920
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Arkadios Wealth Advisors
February 2019 - Present · 7 yrs 3 mos
Arkadios CapitalBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
MML Investors Services, LLCBroker
August 2018 - December 2018 · 4 mos
UBS Financial Services INC.
August 2012 - January 2013 · 5 mos
UBS Financial Services INC.Broker
August 2011 - January 2013 · 1 yr 5 mos
UBS Financial Services Incorporated of Puerto RicoBroker
August 2011 - January 2013 · 1 yr 5 mos
State Registrations1 state
PR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.