SS
CFP
SS
CFP
Stephen Scott is a CFP-designated registered investment advisor at Morgan Stanley, based in San Antonio, TX, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7600 Broadway, Suite 100, San Antonio, TX, 78209
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Regulatory History (1)
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Customer Dispute
April 2021Denied
Other Business Activities
Stephen is an independent contractor and songwriter since 2015, dedicating minimal time outside business hours. He is also a partner in Tree Grove Holdings LLC, a real estate venture, spending minimal time on administrative tasks.
Employment History
Current Registrations
Morgan Stanley
June 2012 - Present · 14 yrs 1 mo
Morgan StanleyBroker
May 2012 - Present · 14 yrs 2 mos
Previous Registrations
AXA Advisors, LLC
September 2008 - May 2012 · 3 yrs 8 mos
AXA Advisors, LLCBroker
September 2008 - May 2012 · 3 yrs 8 mos
State Registrations30 states
ARAZCACOCTDCFLGAILKSLAMAMDMIMTNCNENHNMNYOHORPASCTNTXUTVAVTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.