Scott Cohen
Scott Cohen is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Los Angeles, CA, with 17 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
11111 Santa Monica Blvd, Ste 1100, Los Angeles, CA, 90025
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is a Vice President on the board of trustees for Camp Ronald McDonald for Good Times, dedicating minimal time. He may earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products and owns two rental properties, each requiring minimal time.
Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Gerber Kawasaki, INC.
Sagepoint Financial, INC.Broker
Ameriprise Financial Services, INC.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.