Joseph Clay is a registered investment advisor, based in Louisville, KY, with 15 years of industry experience.
Location
10503 Timberwood Cir, Ste 205, Louisville, KY, 40223
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Joseph works as a financial advisor for Commonwealth Capital Management, LLC, dedicating full-time hours to financial planning. Joseph also owns rental real estate property, but spends minimal time on it.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
March 2025 - Present · 1 yr 4 mos
Cetera Investment Advisers LLC
March 2025 - Present · 1 yr 4 mos
Previous Registrations
PNC InvestmentsBroker
July 2022 - March 2025 · 2 yrs 8 mos
PNC Investments
July 2022 - March 2025 · 2 yrs 8 mos
Advice and Planning Services
March 2015 - September 2021 · 6 yrs 6 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
January 2015 - September 2021 · 6 yrs 8 mos
PNC InvestmentsBroker
March 2012 - December 2014 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
July 2008 - June 2011 · 2 yrs 11 mos
State Registrations3 states
FLINKY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.