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Brittany Frost

Vanguard Advisers, INC.
14 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
View SEC Summary
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Brittany Frost is a registered investment advisor at Vanguard Advisers, INC., based in Scottsdale, AZ, with 14 years of industry experience. Brittany is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.

Vanguard Advisers, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2433 advisors
IM Fee
Planning only
Assets Under Management
$344.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
  • Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
  • Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
One-Time Plan:$250 - $1,000
View Full SEC Brochure

Location

14321 N. Northsight Blvd., Scottsdale, AZ, 85260

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History

Regulatory History (1)
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Customer Dispute
May 2022
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brittany is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This appears to be her primary employment.

Employment History
Current Registrations
Vanguard Advisers, INC.
October 2015 - Present · 11 yrs
Vanguard Marketing Corporation
September 2015 - Present · 11 yrs 1 mo
Vanguard Marketing CorporationBroker
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
Vanguard Marketing CorporationBroker
July 2008 - August 2011 · 3 yrs 1 mo
State Registrations3 states
AZPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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