Matthew Breese is a registered investment advisor at Stephens, based in Little Rock, AR, with 17 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.
Location
111 Center Street, Little Rock, AR, 72201-3507
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Matthew is a member of Twenty-Five and Five LLC, a real estate/rental property business, dedicating a few hours per week. He is also a member of Ram Real Estate Investment LLC, involved in buying, selling, and holding real estate, but spends no time on this activity.
Employment History
Current Registrations
Stephens
Stephens
StephensBroker
Previous Registrations
Piper Jaffray & CO.Broker
Sterne, Agee & Leach, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.