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Martin Topol

16 Years of Experience
Ponte Vedra Beach, FL
Broker

Martin Topol is a registered investment advisor at UBS Financial Services INC., based in Ponte Vedra Beach, FL, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL, 32082

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Martin is a wealth advisor at Regions Bank. No other business activities are listed in this excerpt.

Employment History
Current Registrations
UBS Financial Services INC.
February 2021 - Present · 5 yrs 3 mos
UBS Financial Services INC.
January 2021 - Present · 5 yrs 4 mos
UBS Financial Services INC.Broker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Investment Advisers LLC
October 2020 - January 2021 · 3 mos
Cetera Investment Services LLCBroker
October 2020 - January 2021 · 3 mos
Cetera Investment Advisers LLC
May 2018 - January 2020 · 1 yr 8 mos
Cetera Investment Services LLCBroker
February 2018 - January 2020 · 1 yr 11 mos
Wells Fargo Clearing Services, LLC
September 2012 - June 2017 · 4 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
September 2012 - June 2017 · 4 yrs 9 mos
Deutsche Bank Securities INC.
October 2008 - August 2012 · 3 yrs 10 mos
Deutsche Bank Securities INC.Broker
August 2008 - August 2012 · 4 yrs
State Registrations23 states
ALCACTDEFLGAINLAMAMDMIMNMONCNMNYSCTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.