MP
CFA
MP
CFA

Michael Pollgreen

18 Years of Experience
Los Angeles, CA
Broker

Michael Pollgreen is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 18 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
606 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

400 S. Hope Street 20th Floor, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
March 2017 - Present · 9 yrs 7 mos
Capital Client Group, INC.
March 2017 - Present · 9 yrs 7 mos
Capital Client Group, INC.Broker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Sc Distributors, LLCBroker
April 2016 - March 2017 · 11 mos
Kbs Capital Markets Group LLCBroker
April 2010 - April 2016 · 6 yrs
Pacific Cornerstone Capital IncorporatedBroker
July 2008 - April 2010 · 1 yr 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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