MP
CFA
MP
CFA

Michael Pollgreen

17 Years of Experience
New York, NY
Broker

Michael Pollgreen is a CFA-designated registered investment advisor at Capital Client Group, INC., based in New York, NY, with 17 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

399 Park Ave., 39th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
March 2017 - Present · 9 yrs 2 mos
Capital Client Group, INC.
March 2017 - Present · 9 yrs 2 mos
Capital Client Group, INC.Broker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Sc Distributors, LLCBroker
April 2016 - March 2017 · 11 mos
Kbs Capital Markets Group LLCBroker
April 2010 - April 2016 · 6 yrs
Pacific Cornerstone Capital IncorporatedBroker
July 2008 - April 2010 · 1 yr 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.