CP
CFA · CFP
CP
CFA · CFP

Charles Pyle

14 Years of Experience

Charles Pyle is a CFA, CFP-designated registered investment advisor at Empirical Wealth Management, based in Los Angeles, CA, with 14 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,132 clients with $6.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
63 advisors
Number of Clients
2,132 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$6.7B

Fee Structure

Minimum Investment:$3M
Planning is included in investment management (also available separately)

Empirical Wealth Management charges a percentage of your assets under management. The specific rate is established in your agreement and may be negotiable. Fees are due at the beginning of each calendar quarter and are deducted from your account. Clients in the wrap fee program pay a comprehensive fee covering portfolio management, brokerage, and custodial services.

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Location

11150 West Olympic Blvd, Suite 1180, Los Angeles, CA, 90064

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empirical Wealth Management
May 2023 - Present · 2 yrs 11 mos
Previous Registrations
Westmount Asset Management, LLC
September 2019 - March 2023 · 3 yrs 6 mos
Dfa Securities LLCBroker
October 2016 - August 2019 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2008 - March 2014 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2008 - March 2014 · 5 yrs 3 mos
State Registrations2 states
CAWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.