Michael Flaherty is a CFP, ChFC-designated registered investment advisor at David Vaughan Investments, LLC, based in Peoria, IL, with 18 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 1,240 clients with $5.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.90% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $15.0M | 0.70% |
| $15.0M - $25.0M | 0.60% |
| $25M+ | 0.50% |
Rates apply to Wealth Management Advisory Services. Separate schedules exist for specific strategies such as Fixed Income (0.35% down to 0.25%) and Mutual Fund Asset Allocation (1.00% down to 0.60%). Fees are negotiable for accounts of substantial size.
Fee Estimator
Location
5823 N Forest Park Drive, Peoria, IL, 61614-3559
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
David Vaughan Investments, LLC
Previous Registrations
Valmark Advisers, INC.
Valmark Securities, INC.Broker
Investment Professionals, INC.Broker
Investment Professionals, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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