David Vaughan Investments is a registered investment advisor with offices in Illinois and Florida, managing billions in client assets. The firm specializes in building customized portfolios focused on value-oriented, dividend-paying common stocks, balanced equity and fixed-income allocations, and conservative fixed-income strategies. In addition to core investment management, David Vaughan Investments offers comprehensive wealth management services, coordinating with clients' other professionals on trust and estate planning, tax-sensitive investing, retirement planning, philanthropic strategies, and education funding. The firm utilizes a disciplined, long-term approach to equity research and risk management, serving high-net-worth individuals, families, trusts, estates, and foundations.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.90% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $15.0M | 0.70% |
| $15.0M - $25.0M | 0.60% |
| $25M+ | 0.50% |
Rates apply to Wealth Management Advisory Services. Separate schedules exist for specific strategies such as Fixed Income (0.35% down to 0.25%) and Mutual Fund Asset Allocation (1.00% down to 0.60%). Fees are negotiable for accounts of substantial size.