Joshua Steinfeld
Joshua Steinfeld is a registered investment advisor at MML Investors Services, LLC, based in Lodi, CA, with 14 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Lodi, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2022Customer Dispute
March 2020Other Business ActivitiesSells Insurance
Joshua is a trustee for a family trust, an insurance agent selling life, health, and property & casualty insurance, and co-owner of a rental property and a luxury restroom trailer rental business. He also owns Steinfeld Financial & Insurance Services, helping clients with insurance, retirement, investments, and financial strategies, dedicating about a quarter of his time to this.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Nylife Securities LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.