Jonathan Piazza-Harper
Jonathan Piazza-Harper is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Stamford, CT, with 13 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
333 Ludlow St Ste 6, Stamford, CT, 06902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jonathan is the president of Kappa Sigma Housing Corporations in both Massachusetts and Connecticut, spending a few hours per week on the Massachusetts role and minimal time on the Connecticut role. He also provides notary public services and earns commissions from insurance companies for sales of various insurance products; these activities are not investment-related, but he dedicates about half his time to OSF LLC, a legal entity for WMC compensation and EA employment.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations26 states
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