Jonathan Piazza-Harper
Jonathan Piazza-Harper is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Stamford, CT, with 14 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
333 Ludlow St Ste 6, Stamford, CT, 06902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jonathan is the president of Kappa Sigma Housing Corporations in both Massachusetts and Connecticut, spending a few hours per week on the Massachusetts role and minimal time on the Connecticut role. He also provides notary public services and earns commissions from insurance companies for sales of various insurance products; these activities are not investment-related, but he dedicates about half his time to OSF LLC, a legal entity for WMC compensation and EA employment.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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