Wendy Fleischmann
Wendy Fleischmann is a registered investment advisor at LPL Financial LLC, based in Chatsworth, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
21757 Devonshire St Ste 11, Chatsworth, CA, 91311
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wendy is the author of "Divorce Well: A Woman's Guide" and owns Wendy Ellen Fleischmann, Inc. She also works with Fleischmann Insurance Solutions selling non-variable insurance products, dedicating a few hours per week to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Crown Capital Securities, L.P.Broker
Crown Capital Securities, L.P.
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.