Shweta Agarwal is a CFP-designated registered investment advisor, based in Springfield, MO, with 10 years of industry experience. Shweta is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1650 A S. Enterprise, Springfield, MO, 65804
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Securities, INC.
October 2021 - Present · 5 yrs
Sanctuary Advisors, LLC
October 2021 - Present · 5 yrs
Sanctuary Securities, INC.Broker
October 2021 - Present · 5 yrs
Previous Registrations
Morgan Stanley
May 2017 - November 2021 · 4 yrs 6 mos
Morgan StanleyBroker
April 2017 - November 2021 · 4 yrs 7 mos
Waddell & Reed, INC.
August 2008 - February 2010 · 1 yr 6 mos
Waddell & Reed, INC.Broker
July 2008 - February 2010 · 1 yr 7 mos
State Registrations12 states
ARCACOFLILKSMDMONCNYOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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