Brian Drolet
Brian Drolet is a CFP-designated registered investment advisor at Prestige Wealth Management, based in Southlake, TX, with 17 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 297 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prestige Wealth Management's fees are calculated as a percentage of the value of your portfolio, based on the average daily balance. The fee covers investment advisory services, transaction fees, platform provider fees, and model manager fees, if applicable. The maximum advisory fee will not exceed 2.50%. The specific annual fee schedule is identified in the contract between the advisor and the client.
Location
3120 Sabre Drive, Suite 160, Southlake, TX, 76092
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is the President of Prestige Wealth Management, Inc., a financial services and insurance business, since 2011. He dedicates about a quarter of his time to this role, with half of that time spent on securities trading.
Employment History
Current Registrations
Prestige Wealth Management
Previous Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Arbor Point Advisors
Securities America Advisors, INC.
Securities America, INC.Broker
Securities America Advisors, INC.
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Summit Brokerage Services, INC.Broker
LPL Financial LLCBroker
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.