LM
LM

Lindsay Mcleod

17 Years of Experience
West Hartford, CT
Broker

Lindsay Mcleod is a registered investment advisor at Raymond James & Associates, INC., based in West Hartford, CT, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

29 South Main Street, Suite 210, West Hartford, CT, 06107

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
December 2021 - Present · 4 yrs 5 mos
Raymond James & Associates, INC.
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2020 - December 2021 · 1 yr 11 mos
UBS Financial Services INC.
January 2020 - December 2021 · 1 yr 11 mos
Raymond James & Associates, INC.Broker
May 2015 - January 2020 · 4 yrs 8 mos
Raymond James & Associates, INC.
May 2015 - January 2020 · 4 yrs 8 mos
Virtus Investment Advisers, INC.
February 2012 - April 2015 · 3 yrs 2 mos
Vp Distributors LLCBroker
February 2012 - April 2015 · 3 yrs 2 mos
Wells Fargo Advisors, LLC
September 2008 - February 2012 · 3 yrs 5 mos
Wells Fargo Advisors, LLCBroker
September 2008 - February 2012 · 3 yrs 5 mos
State Registrations27 states
AZCACOCTDCFLGAIAIDILMAMDMEMOMTNCNHNJNYOHPARISCUTVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Lindsay Mcleod - Financial Advisor | TrueAdvisor