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Richard Toni

18 Years of Experience
Stamford, CT
1 DisclosureBrokerSells Insurance

Richard Toni is a registered investment advisor at MML Investors Services, LLC, based in Stamford, CT, with 18 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

225 High Ridge Road East Bldg, 1st Floor, Stamford, CT, 06905

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History

Regulatory History (1)
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Customer Dispute
October 2021
Denied
Other Business ActivitiesSells Insurance

Richard is an insurance agent selling life, disability, long-term care, health, and fixed annuities, dedicating minimal time to this. He also works as a part-time sales coach and a mortgage broker, spending a few hours per week and minimal time, respectively, on these activities.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
November 2011 - March 2017 · 5 yrs 4 mos
Msi Financial Services, INC.Broker
August 2008 - March 2017 · 8 yrs 7 mos
State Registrations41 states
ALARAZCACOCTDCDEFLGAHIIAILKSKYLAMAMDMEMIMNMOMTNCNHNJNVNYOHOKORPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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