Richard Toni
Richard Toni is a registered investment advisor at MML Investors Services, LLC, based in Stamford, CT, with 17 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
225 High Ridge Road East Bldg, 1st Floor, Stamford, CT, 06905
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Regulatory History (1)
Customer Dispute
October 2021Other Business ActivitiesSells Insurance
Richard is an insurance agent selling life, disability, long-term care, health, and fixed annuities, dedicating minimal time to this. He also works as a part-time sales coach and a mortgage broker, spending a few hours per week and minimal time, respectively, on these activities.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.