DD
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Derek Disalvo

17 Years of Experience
Indianapolis, IN
Broker

Derek Disalvo is a registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

800 East 96th Street, Suite 400, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Derek is a partner at TBDC Lead LLC, a wholesale/distribution company, since January 2021. He dedicates minimal time outside business hours to administrative tasks.

Employment History
Current Registrations
Morgan Stanley
April 2012 - Present · 14 yrs 1 mo
Morgan StanleyBroker
April 2012 - Present · 14 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
September 2008 - April 2012 · 3 yrs 7 mos
UBS Financial Services INC.Broker
September 2008 - April 2012 · 3 yrs 7 mos
State Registrations40 states
ALAZCACOCTDCDEFLGAHIIAILINKYLAMAMDMIMNMOMTNCNDNHNJNMNVNYOHOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Derek Disalvo - Financial Advisor | TrueAdvisor