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Stephanie Krug

17 Years of Experience
New York, NY
BrokerSells Insurance

Stephanie Krug is a registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 17 years of industry experience. Stephanie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

104 W 29th St. Fl 11, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Stephanie sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating about 10-20% of her time. She also owns Domino Wealth Advisory and serves as treasurer for Avora at Port Imperial Condominium, spending a few hours per week on the latter.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2021 - June 2023 · 1 yr 11 mos
Morgan Stanley Distribution, INC.Broker
July 2016 - September 2019 · 3 yrs 2 mos
Nylife Securities LLCBroker
November 2012 - June 2016 · 3 yrs 7 mos
Nylife Distributors LLCBroker
July 2009 - February 2013 · 3 yrs 7 mos
New York Life Investment Management LLC
July 2009 - February 2013 · 3 yrs 7 mos
UBS Financial Services INC.Broker
September 2008 - May 2009 · 8 mos
State Registrations3 states
CANJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephanie Krug - Financial Advisor | TrueAdvisor