Gregory Paine is a registered investment advisor, based in Faribault, MN, with 18 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3701 Hwy 60 West, Faribault, MN, 55021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gregory is a self-employed partner with his spouse, owning and managing a rental property since 2004, dedicating minimal time. He also co-owns a rental property with his brother and a commercial building through J&P Enterprise LLC, each requiring minimal time.
Employment History
Current Registrations
Capital Management Securities, INC.Broker
Capital Management Associates INC
Previous Registrations
Infinex Investments, INC.
Infinex Investments, INC.
Infinex Investments, INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Edward Jones
Edward JonesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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