RC
RC

Ryan Cernoch

17 Years of Experience
Nashville, TN
Broker

Ryan Cernoch is a registered investment advisor at Stephens, based in Nashville, TN, with 17 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
21,784 clients
Average Client Portfolio
$755K average
Assets Under Management
$16.4B

Fee Structure

Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.

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Location

3100 West End Avenue, Nashville, TN, 37203-5817

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ryan is an employee of the TN Army National Guard. This activity is not investment-related and takes about a quarter of his time outside of business hours.

Employment History
Current Registrations
Stephens
November 2022 - Present · 3 yrs 6 mos
StephensBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Morgan Stanley
June 2009 - November 2022 · 13 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2022 · 13 yrs 5 mos
Citigroup Global Markets INC.
December 2008 - June 2009 · 6 mos
Citigroup Global Markets INC.Broker
November 2008 - June 2009 · 7 mos
State Registrations39 states
ALARAZCACOCTDCFLGAIAILINKSKYLAMAMDMIMNMOMSNCNENHNJNVNYOHOKORPASCTNTXUTVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Cernoch - Financial Advisor | TrueAdvisor