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Nicholas Mcmahan

Cetera Investment Advisers LLC
17 Years of Experience
Cedar Park, TX
4 DisclosuresBroker
View SEC Summary
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Nicholas Mcmahan is a registered investment advisor at Cetera Investment Advisers LLC, based in Cedar Park, TX, with 17 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

Cedar Park, TX

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2021
Final
Customer Dispute
August 2021
Settled
Customer Dispute
June 2020
Denied
Judgment / Lien
March 2019
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2024 - Present · 2 yrs 1 mo
Cetera Investment Services LLCBroker
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Hilltop Securities INC.Broker
June 2021 - August 2024 · 3 yrs 2 mos
Hilltop Securities INC.
June 2021 - August 2024 · 3 yrs 2 mos
Bbva Wealth Solutions INC.
March 2017 - June 2021 · 4 yrs 3 mos
Bbva Securities INC.Broker
May 2013 - June 2021 · 8 yrs 1 mo
Bbva Compass Investment Solutions, INCBroker
April 2011 - May 2013 · 2 yrs 1 mo
Chase Investment Services CORP.Broker
August 2008 - March 2011 · 2 yrs 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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