NM
NM
Nicholas Mcmahan
17 Years of Experience
Cedar Park, TX
4 DisclosuresBroker
Nicholas Mcmahan is a registered investment advisor at Cetera Investment Advisers LLC, based in Cedar Park, TX, with 17 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Cedar Park, TX
Get directionsHistory
Regulatory History (4)
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Financial
December 2021Final
Customer Dispute
August 2021Settled
Customer Dispute
June 2020Denied
Judgment / Lien
March 2019Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2024 - Present · 1 yr 10 mos
Cetera Investment Services LLCBroker
September 2024 - Present · 1 yr 10 mos
Previous Registrations
Hilltop Securities INC.Broker
June 2021 - August 2024 · 3 yrs 2 mos
Hilltop Securities INC.
June 2021 - August 2024 · 3 yrs 2 mos
Bbva Wealth Solutions INC.
March 2017 - June 2021 · 4 yrs 3 mos
Bbva Securities INC.Broker
May 2013 - June 2021 · 8 yrs 1 mo
Bbva Compass Investment Solutions, INCBroker
April 2011 - May 2013 · 2 yrs 1 mo
Chase Investment Services CORP.Broker
August 2008 - March 2011 · 2 yrs 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.