James Unger
James Unger is a CFP, ChFC-designated registered investment advisor at Dbk Financial Counsel, LLC, based in Cuyahoga Falls, OH, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 77 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are generally negotiable.
Fee Estimator
Location
198 W. Portage Trail Ext., Ste. 105, Cuyahoga Falls, OH, 44223
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James operates under the DBA Zoyhofski Financial Services, LLC for his LPL business since 2021. He also engages in non-variable insurance activities and tax preparation/accounting since 2008 and 2015, respectively, and is involved with Chestnut Tree Farm and hockey coaching, none of which are investment-related.
Employment History
Current Registrations
Dbk Financial Counsel, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Lion Street Financial, LLCBroker
Cetera Advisor Networks LLCBroker
Girard Securities, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Woodbury Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.