Andrew Guinn is a registered investment advisor, based in Stamford, CT, with 15 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
March 2025 - Present · 1 yr 2 mos
Steward Partners Investment Solutions, LLCBroker
March 2025 - Present · 1 yr 2 mos
Steward Partners Investment Advisory, LLC
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
March 2018 - April 2025 · 7 yrs 1 mo
Wells Fargo Advisors
March 2018 - April 2025 · 7 yrs 1 mo
Cetera Investment Advisers LLC
January 2016 - March 2018 · 2 yrs 2 mos
Cetera Investment Services LLCBroker
January 2016 - March 2018 · 2 yrs 2 mos
Strategic Advisers, INC.
May 2014 - April 2015 · 11 mos
Fidelity Brokerage Services LLCBroker
May 2014 - April 2015 · 11 mos
Next Financial Group, INC.
September 2009 - September 2013 · 4 yrs
Next Financial Group, INC.Broker
September 2009 - September 2013 · 4 yrs
Edward Jones
November 2008 - May 2009 · 6 mos
Edward JonesBroker
October 2008 - May 2009 · 7 mos
State Registrations11 states
AKALFLGAMNNCNJNYSCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.