Nicolas Delyon is a registered investment advisor at LPL Financial LLC, based in Rocklin, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
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Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6801 Five Star Blvd Ste A, Rocklin, CA, 95677
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Regulatory History (1)
Criminal
September 2004Other Business Activities
Nicolas owns Nicolas Delyon, LLC for tax/investment purposes since 2015. He also operates under the DBA Delyon Wealth Management for his LPL business since 2019.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
National Planning CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.