Nicolas Delyon is a registered investment advisor at LPL Financial LLC, based in Rocklin, CA, with 16 years of industry experience. Nicolas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
6801 Five Star Blvd Ste A, Rocklin, CA, 95677
Get directionsHistory
Regulatory History (1)
Criminal
September 2004Other Business Activities
Nicolas owns Nicolas Delyon, LLC for tax/investment purposes since 2015. He also operates under the DBA Delyon Wealth Management for his LPL business since 2019.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
National Planning CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kimberly Ogden, CFPCetera Investment Advisers LLC
- Robert Yuill, ChFCState Farm Investment Management CORP.
- Ivan Tidwell, CFPTidwell Wealth Management LLC
- Ronie Drori, CFPModern Capital Advisors, LLC
- Gregory Zane, CFPStrategic Advisers LLC
- Anthony Owings, CFPRaymond James Financial Services Advisors, INC