MD
MD

Michael Dennis

17 Years of Experience
Wichita, KS
1 DisclosureBrokerSells Insurance

Michael Dennis is a registered investment advisor at LPL Financial LLC, based in Wichita, KS, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

6813 W Garden Ridge Cir, Wichita, KS, 67205

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2014
Closed-No Action
Other Business ActivitiesSells Insurance

Michael is involved with Midwest Farm & Family Ins. LLC for tax/investment purposes since 1995, and with non-variable insurance since 2021. Both activities require minimal time commitment.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Waddell & Reed
May 2009 - July 2021 · 12 yrs 2 mos
Waddell & ReedBroker
December 2008 - July 2021 · 12 yrs 7 mos
State Registrations8 states
COIAINKSMOOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.