Yi Qin
Yi Qin is a registered investment advisor at MML Investors Services, LLC, based in Warren, NJ, with 17 years of industry experience. Yi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
184 Liberty Corner Rd, Suite 315, Warren, NJ, 07059
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2024Customer Dispute
February 2013Other Business ActivitiesSells Insurance
Yi is a sales agent for United Healthcare, selling health and group health insurance, dedicating minimal time. Yi also sells MetLife auto and home insurance, and is an independent insurance agent selling various insurance products, dedicating a few hours per week to each.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Pruco Securities, LLC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.