YQ
YQ

Yi Qin

18 Years of Experience
Warren, NJ
2 DisclosuresBrokerSells Insurance

Yi Qin is a registered investment advisor at MML Investors Services, LLC, based in Warren, NJ, with 18 years of industry experience. Yi is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

184 Liberty Corner Rd, Suite 315, Warren, NJ, 07059

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2024
Denied
Customer Dispute
February 2013
Denied
Other Business ActivitiesSells Insurance

Yi is a sales agent for United Healthcare, selling health and group health insurance, dedicating minimal time. Yi also sells MetLife auto and home insurance, and is an independent insurance agent selling various insurance products, dedicating a few hours per week to each.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
November 2009 - March 2017 · 7 yrs 4 mos
Msi Financial Services, INC.Broker
March 2009 - March 2017 · 8 yrs
Pruco Securities, LLC.Broker
September 2008 - February 2009 · 5 mos
State Registrations9 states
CADEFLMANJNYPAVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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