JM
JM
Jonnathan Mora
9 Years of Experience
Miami, FL
2 DisclosuresBroker
Jonnathan Mora is a registered investment advisor at Hsbc Securities (USA) INC., based in Miami, FL, with 9 years of industry experience. Jonnathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
372 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B
Fee Structure
Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable and discounts may be applied.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1441 Brickell Avenue, 16th Floor, Miami, FL, 33131
Get directionsHistory
Regulatory History (2)
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Financial
March 2020Final
Financial
May 2018Final
Employment History
Current Registrations
Hsbc Securities (USA) INC.
June 2022 - Present · 4 yrs 1 mo
Hsbc Securities (USA) INC.
January 2022 - Present · 4 yrs 6 mos
Hsbc Securities (USA) INC.Broker
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLC
December 2018 - November 2021 · 2 yrs 11 mos
J.P. Morgan Securities LLCBroker
November 2018 - November 2021 · 3 yrs
Paulson Investment Company LLCBroker
November 2016 - December 2016 · 1 mo
UBS Financial Services INC.
July 2014 - February 2016 · 1 yr 7 mos
UBS Financial Services INC.Broker
February 2014 - February 2016 · 2 yrs
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.