Suneel Garg
Suneel Garg is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Los Angeles, CA, with 17 years of industry experience. Suneel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
515 S Flower St Fl 34, Los Angeles, CA, 90071
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Suneel may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns Egerthe LLC and BBLOBBBG Enterprises LLC, legal entities established for business purposes, dedicating about half his time to Egerthe LLC and minimal time to BBLOBBBG Enterprises LLC.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations40 states
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